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| Direxion Daily Small Cap Bear 3x | TZA | The investment seeks daily investment results, before fees and expenses, of 300% of the inverse (or opposite) of the price performance of the Russell 2000 Index. The fund normally creates short positions by investing at least 80% of net assets in financial |
| Direxion Daily Small Cap Bull 3x | TNA | The investment seeks daily investment results, before fees and expenses, of 300% of the price performance of the Russell 2000 Index. The fund will invest at least 80% of assets in securities that comprise the index. It will also utilize financial instrument |
| First Trust Small Cap Core AlphaDEX Fund | FYX | The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund normally invests at least 90% of net assets in common stocks |
| Guggenheim China Small Cap ETF | HAO | The investment seeks to replicate, net of expenses, the AlphaShares China Small Cap Index. The fund will invest at least 90% of assets in common stock, ADRs, GDRs, ADSs and IDRs that comprise the index. The index is designed to measure and monitor the perf |
| iShares MSCI EAFE Small Cap Index Fund | SCZ | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of MSCI EAFE Small Cap Index. The fund invests at least 90% of assets in the securities of its underlying index or in ADRs, GDRs |
| iShares Morningstar Small Core Index Fd | JKJ | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Morningstar Small Core Index. The fund invests at least 90% of its assets in securities of the index and in depositary re |
| iShares Morningstar Small Value Index Fd | JKL | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Morningstar Small Value Index. The fund invests at least 90% of its assets in securities of the index and in depositary r |
| iShares Russell 2000 Index Fund | IWM | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 200 Index (the underlying index). The fund generally invests at least 90% of its assets in securities of the unde |
| iShares S&P SmallCap 600 Index | IJR | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P SmallCap 600 Index. The fund generally invests at least 90% of its assets in securities and in depositary receipts |
| iShares Russell 2000 Growth Index Fund | IWO | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 2000 Growth Index (the underlying index). The fund generally invests at least 90% of its assets in securities of |
| iShares Russell 2000 Value Index Fund | IWN | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 200 Value Index (the underlying index). The fund generally invests at least 90% of its assets in securities of th |
| iShares S&P SmallCap 600 Value Index | IJS | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P SmallCap 600 Value Index. The fund generally invests at least 90% of its securities of the index and in depositary re |
| iShares S&P SmallCap600 Growth Index Fund | IJT | The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P SmallCap 600 Growth Index. The fund generally invests at least 90% of its assets in securities of the index and in de |
| Market Vectors Brazil Small Cap ETF | BRF | The investment seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Brazil Small-Cap Index. The fund normally invests at least 80% of its total assets in securities that comprise the ind |
| Market Vectors Junior Gold Miners ETF | GDXJ | The investment seeks to replicate, net of expenses, the Market Vectors Junior Gold Miners index. The fund normally invests at least 80% of total assets in securities that comprise the index. The index tracks the overall performance of foreign and domestic |
| PowerShares FTSE RAFI US 1500 SmallMid Portfolio | PRFZ | The investment seeks investment results that generally correspond (before fees and expenses) to the price and yield of the FTSE RAFI US 1500 Small-Mid Index. The fund invests at least 90% of total assets in common stocks that compromise the underlying inde |
| PowerShares Listed Private Equity Portfolio | PSP | The investment seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Red Rocks Global Listed Private Equity IndexSM. The fund generally will invest at least 90% of total assets in securities that compri |
| PowerShares S&P SmallCap Health Care P | PSCH | The investment seeks to replicate, net of expenses, the S&P SmallCap 600 Capped Health Care index. The fund invests at least 90% of its total assets in common stocks that comprise the index. The index is comprised of common stocks of U.S. healthcare compan |
| ProShares Short Russell2000 | RWM | The investment seeks daily investment results, before fees and expenses, which correspond to the inverse (opposite) of the daily performance of the Russell 2000 Index. The fund invests in derivatives that Proshare Advisors believe should have similar daily |
| ProShares Ultra Russell2000 | UWM | The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the Russell 2000 Index. The fund invests in equity securities and derivatives that Proshare Advisors believe, in combination, should |
| ProShares UltraShort Russell2000 | TWM | The investment seeks daily investment results, before fees and expenses, which correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 2000 Index. The fund invests in derivatives that Proshare Advisors believe should have |
| RevenueShares Small Cap ETF | RWJ | The investment seeks to outperform the total return performance of the S&P SmallCap 600 Index (the Benchmark Index). The fund attempts to replicate the portfolio of the the RevenueShares Small Cap 600 IndexTM (the Underlying Index), which contains the same |
| Schwab International SmallCap Equity ETF | SCHC | The investment seeks to track as closely as possible, before fees and expenses, the total return of the FTSE Developed Small Cap ex-US Liquid Index. The fund invests at least 90% of net assets in stocks that are included in the index, including depositary |
| Schwab U.S. SmallCap ETF | SCHA | The investment seeks to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Small-Cap Total Stock Market IndexSM. The fund invests at least 90% of net assets in stocks that are included in the index. It generally |
| SPDR S&P 600 Small Cap Growth ETF | SLYG | The investment seeks to replicate, net of expenses, the S&P SmallCap 600 Growth index. The fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the sma |
| SPDR S&P 600 Small Cap Value ETF | SLYV | The investment seeks to replicate, net of expenses, the S&P SmallCap 600 Value index. The fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the smal |
| SPDR S&P Emerging Markets Small Cap | EWX | The investment seeks to replicate, net of expenses, the Emerging Markets Under USD2 Billion Index. The fund invests at least 80% of assets in securities that comprise the index. The index is a float adjusted market cap weighted index that represents the sm |
| SPDR S&P International Small Cap ETF | GWX | The investment seeks to replicate as closely as possible, before fees and expenses, the total return performance of an equity index based upon the developed world (ex-US) small-cap equity markets. The fund uses a passive management strategy and sampling me |
| Vanguard FTSE All World ex US Small Cap ETF | VSS | The investment seeks to track the performance of a benchmark index that measures the investment return of stocks of international small-cap companies. The fund employs a passive management--or indexing--investment approach designed to track the performance |
| Vanguard SmallCap ETF | VB | The investment seeks to replicate, net of expenses, the MSCI US Small Cap 1750 Index. The fund generally invests all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its w |
| Vanguard SmallCap Growth ETF | VBK | The investment seeks to replicate, net of expenses, the MSCI US Small Cap Growth Index. The fund generally invests all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its |
| Vanguard SmallCap Value ETF | VBR | The investment seeks to replicate, net of expenses, the MSCI US Small Cap Value Index. The fund generally invests all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its |
| Wisdomtree Emerging Markets Smallcap Dividend Fund | DGS | The investment seeks to track the price and yield performance, before fees and expenses, of the Wisdom Tree Emerging Markets Small Cap Dividend Index. The fund employs a passive management - or indexing - investment approach designed to track the performan |
| WisdomTree Trust International SmallCap Dividend | DLS | The investment seeks to replicate, net of expenses, the WisdomTree international SmallCap Dividend index. The fund normally invests at least 95% of its total assets in the securities of the index. The index is a fundamentally weighted index that measures t |
| WisdomTree Trust SmallCap Earnings Fund | EES | The investment seeks to track the price and yield performance, before fees and expenses, of the WisdomTree SmallCap Earnings Index. The fund employs a passive management (or indexing) investment approach designed to track the performance of the WisdomTree |
| WisdomTree Trust WisdomTree SmallCap Dividend | DES | The investment seeks to replicate, net of expenses, the WisdomTree SmallCap Dividend index. The fund normally invests at least 95% of its total assets in the securities of the index. The index is a fundamentally weighted index measuring the performance of |
